ISO 37301:2021 — Compliance management systems

ISO 37301 compliance management for officers operating across multiple regulations

Build a compliance management system that integrates GDPR, AML, anti-bribery, sanctions and sectoral rules under one defensible governance umbrella — aligned to your board reporting cadence.

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ISO 27001:2022 certified
Swiss-precision methodology
EU + Switzerland advisory experience

What you get in 90 days

Concrete deliverables, on a fixed timeline, with named outcomes per phase.

30 days

Obligations inventory and CMS scoping

Compliance obligations register covering applicable laws, regulations, and standards, CMS scope statement, and a documented governance role map.

60 days

Risk-based programme and monitoring

Risk-based prioritisation of obligations, documented monitoring programme with control points, and compliance reporting templates aligned to board cadence.

90 days

Internal audit, management review, certification prep

Internal audit on the CMS, management review with continual improvement actions, and a certification body engaged for stage-1 audit.

Integration Method

Our ISO 37301 Integration Method

We map our proven Operational Integration framework to ISO 37301 requirements, delivering measurable certification outcomes with Swiss precision.

1

Compliance Gap Analysis & Risk Assessment

2-3 weeks

Comprehensive evaluation of your current compliance posture and ISO 37301 compliance gaps

Weeks 1-3

Deliverables:

ISO 37301 compliance gap analysis across all systems
Compliance risk assessment framework
Compliance management system scope definition
Control effectiveness evaluation
Risk treatment plan development
2

Compliance Framework Implementation

4-6 weeks

Implement required compliance controls and processes to meet ISO 37301 requirements

Weeks 4-9

Deliverables:

Compliance management policies and procedures
Compliance controls implementation
Risk treatment and control measures
Compliance monitoring and alerting systems
Business continuity and disaster recovery plans
3

Operational Integration

2-4 weeks

Integrate ISO 37301 compliance into daily operations and team workflows

Weeks 7-10

Deliverables:

Real-time compliance monitoring dashboard
Automated control monitoring and reporting
Compliance performance measurement system
Employee training and awareness program
Continuous improvement and audit framework
4

Certification & Validation

1-2 weeks

Validate compliance management system effectiveness and prepare for ISO 37301 certification

Weeks 9-10

Deliverables:

Internal audit and management review
Compliance controls testing and validation
Certification readiness assessment
Audit trail and documentation verification
ISO 37301 certification preparation

Expected Outcomes

100%

Certification success rate

-75%

Manual compliance effort

<24h

Risk assessment time

0

Certification findings

Frequently asked questions

The questions compliance leads ask us most about ISO 37301.

ISO 19600 was a guidance document published in 2014 — non-certifiable. ISO 37301 supersedes it, is certifiable, and includes more specific requirements (e.g., independence of the compliance function, board commitment, evidence). If you implemented ISO 19600 you have a strong foundation; we map your existing CMS to ISO 37301 requirements rather than rebuild.

Ready to start? Book a 30-min scoping call.

We diagnose where you stand against the standard, scope the right engagement, and send a written brief within 48 hours.

Diagnose your gap against the standard in 30 minLive walkthrough on your call
Receive a written engagement brief in 48 hoursScope, timeline, fixed deliverables
Decide on terms before any work startsNo commitment until you sign
Book a 30-min callTalk to our team